Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mei? Claim Your ProfileMei Leung dow is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc., in Shrewsbury, Massachusetts. Mei has been in the industry since August 2019. Mei is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following securities licenses: Series 66, Series 10, Series 9, Series 7TO, and Series SIE. Mei is also registered with the following states: Connecticut, Florida, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, South Dakota, Texas, and Vermont. Mei provides advisory services such as portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
11/04/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SHREWSBURY MA)
BOTH
Issued 09/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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