Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mehvish? Claim Your ProfileMehvish Mirza is a financial advisor with UBS Financial Services Inc. Mehvish has been in the financial services industry since 2007 and has experience with HSBC Securities (USA) Inc., Macquarie Capital (USA) Inc., Credit Agricole Securities (USA) Inc., Neuberger Berman, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Schroder & Co. Inc. Mehvish is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 66, Series 7 and SIE licenses. She is also a Chartered Financial Analyst (CFA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
08/26/2022 - Present
UBS Financial Services Inc. (New York NY)
NY
12/08/2014 - 08/29/2019
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/14/2011 - 11/06/2013
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
09/10/2007 - 12/17/2010
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
08/28/2006 - 07/25/2007
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
04/24/2000 - 03/04/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/03/1998 - 04/20/2000
SCHRODER & CO. INC. (NEW YORK NY)
BOTH
Issued 08/24/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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