Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Meghan? Claim Your ProfileMeghan O'connor Ruppenstein is a financial advisor with Raymond James & Associates, Inc. Meghan has been in the financial services industry since 2014. Meghan holds Series 7, 63 and SIE licenses. Meghan has been registered with Raymond James & Associates, Inc. since 4/18/2023. Prior to that, Meghan was registered with COMMONFUND SECURITIES, INC. and KEEFE, BRUYETTE & WOODS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/18/2023 - Present
Raymond James & Associates, Inc. (Ridgefield CT)
CT
03/03/2022 - 09/30/2022
COMMONFUND SECURITIES, INC. (WILTON CT)
NY
09/24/2008 - 05/30/2017
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
BC
Issued 04/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/07/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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