Unclaimed
Meghan McAuley is a registered representative with J.p. Morgan Securities LLC and has been in the industry since May 2012. Meghan is currently registered in Ohio and Texas. In addition to being a Broker/Dealer, Meghan is also a Registered Investment Advisor. Meghan's previous employers include Morgan Stanley and JPMorgan Distribution Services, Inc. Meghan has passed several industry exams including Series 6, Series 7, Series 63 and Series 65. Meghan is registered to offer a wide variety of services, including financial planning, portfolio management for businesses, and portfolio management for individuals. Meghan is also registered to offer investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
11/17/2022 - Present
J.p. Morgan Securities LLC (Columbus OH)
OH
08/29/2014 - 10/17/2017
MORGAN STANLEY (COLUMBUS OH)
OH
06/04/2013 - 09/09/2014
J.P. MORGAN SECURITIES LLC (COLUMBUS OH)
OH
11/08/2011 - 01/09/2013
JPMORGAN DISTRIBUTION SERVICES, INC. (WESTERVILLE OH)
IA
Issued 04/11/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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