Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Meghan? Claim Your ProfileMeghan Slocum is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Mequon, WI. Meghan has been a registered representative in the securities industry since 1999 and holds the Series 7, Series 63, and Series 66 licenses, as well as the SIE. Prior to joining Merrill Lynch, Meghan worked at Bank of America N.A. and BMO Harris. Meghan provides financial advice and portfolio management services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
12/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MEQUON WI)
IL
04/14/2004 - 07/13/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
04/06/1999 - 06/26/2002
LAZARD FRERES & CO. LLC (NEW YORK NY)
BOTH
Issued 12/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/31/2022
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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