Unclaimed
Meghan Aponte is a financial professional registered with Scotia Capital (usa) Inc. Meghan has been in the industry since 2021 and holds a Series 7, Series 63, Series 24, Series 57TO, and Series 99TO. Meghan is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/15/2021 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 07/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/21/2021
Series 57TO - Securities Trader Exam
BC
Issued 07/15/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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