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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Megan? Claim Your ProfileMegan Thompson is a financial advisor who has been working in the financial services industry since 2007. Megan currently holds licenses in 49 states and the District of Columbia, and holds Series 7, Series 63 and Series 65 licenses. Megan is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in the Walnut Creek, CA office. Before joining Merrill Lynch, Megan previously worked for MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Megan offers a wide range of financial services, including portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors. Megan also offers performance measurement reports, allocation modeling, IPS, and research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/24/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WALNUT CREEK CA)
GA
06/01/2009 - 09/21/2012
MORGAN STANLEY SMITH BARNEY (ATLANTA GA)
OH
01/02/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CINCINNATI OH)
IA
Issued 07/09/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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