Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Megan? Claim Your ProfileMegan Carlson has over 14 years of experience in the financial industry. Megan is a licensed securities professional who has held positions at several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Securities America, Inc., National Planning Corporation, and AXA Advisors, LLC. Megan Carlson is currently registered with Purshe Kaplan Sterling Investments and holds Series 6, 7, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
02/20/2024 - Present
Purshe Kaplan Sterling Investments (Naples FL)
FL
02/28/2019 - 02/20/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPLES FL)
IL
04/27/2012 - 09/27/2018
SECURITIES AMERICA, INC. (CRYSTAL LAKE IL)
IL
06/24/2011 - 03/26/2012
NATIONAL PLANNING CORPORATION (RIVERWOODS IL)
IL
11/27/2008 - 04/12/2011
AXA ADVISORS, LLC (CARY IL)
BC
Issued 12/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/26/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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