Unclaimed
Megan McGrath is a financial advisor with over 30 years of experience in the financial industry. Megan is currently registered with UBS Securities LLC in New York, NY. Megan has a diverse background having held prior roles with Morgan Stanley and Prudential Securities. Megan has expertise in investment banking, options, and futures.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/22/2016 - Present
UBS Securities LLC (NEW YORK NY)
NJ
06/01/2009 - 03/11/2016
MORGAN STANLEY (JERSEY CITY NJ)
NJ
07/27/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (JERSEY CITY NJ)
NY
08/03/1993 - 08/21/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/25/1992 - 07/29/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/01/1991 - 12/05/1991
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/24/1990 - 10/04/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/15/2010
Series 4 - Registered Options Principal Examination
BC
Issued 07/25/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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