Unclaimed
Megan Richter is a financial advisor with Fidelity Brokerage Services LLC. Megan has been a registered representative in the securities industry since November 5, 2020, and holds licenses for Series 63, Series 7TO, Series 9, Series 10, and SIE. She has worked with Fidelity Brokerage Services LLC since November 5, 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
11/05/2020 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 11/13/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/11/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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