Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Megan? Claim Your ProfileMegan Tracey is a financial advisor with Maxim Group LLC, a registered broker-dealer. Megan has been in the financial services industry since 2009 and holds Series 7, Series 63 and SIE licenses. Megan has experience with J.P. Morgan Securities LLC and Barclays Capital Inc.. Currently Megan is registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
06/23/2015 - Present
Maxim Group LLC (Stamford CT)
NY
03/24/2009 - 07/03/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
11/18/2008 - 12/02/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 06/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Megan Tracey is the right advisor for you? Invested Better is here to help.
