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Megan Leigh Brown

Dempsey Lord Smith, LLC

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About Megan Leigh Brown

Megan Leigh Brown is a Registered Representative and Investment Advisor Representative with Dempsey Lord Smith, LLC located in Rome, GA. Megan joined Dempsey Lord Smith in January 2014. Prior to that, Megan was with CAPE SECURITIES INC. in Atlanta, GA from July 2011 until December 2013. Megan has a broad background in financial services, including experience with portfolio management for individuals, pension consulting, financial planning, and selection of other advisors.

Firm Information

Megan Brown is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Megan Brown’s Registration & Firm History

GA

01/14/2016 - Present

Dempsey Lord Smith, LLC (ROME GA)

GA

07/11/2011 - 12/31/2013

CAPE SECURITIES INC. (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 04/18/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/12/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/08/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Megan Leigh Brown.
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