Unclaimed
Megan O'Neill is a financial professional with over 8 years of experience in the industry. Megan is currently registered with TD Securities (usa) LLC and holds Series 7, 79TO, 86, 87 and SIE licenses. Megan also holds a Series 63 license and is registered in Massachusetts and New York. Prior to joining TD Securities (usa) LLC, Megan worked at UBS Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/22/2021 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
08/22/2011 - 01/29/2013
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 04/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/21/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/07/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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