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Megan Laura wallace Heathcote

Northwestern Mutual Investment Services, LLC

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About Megan Laura wallace Heathcote

Megan Heathcote is an investment advisor representative associated with Northwestern Mutual Investment Services, LLC. Megan is licensed in 9 states: Florida, Illinois, Maryland, New York, North Carolina, Oregon, Pennsylvania, and Tennessee. Megan has been in the industry since 2006. Megan is also a Vice President at the West End Elementary School PTA and a 100% owner of Comprehensive Financial Advice. Megan has experience working for firms including MML INVESTORS SERVICES, LLC, AXA ADVISORS, LLC, and VALIC FINANCIAL ADVISORS, INC.

Firm Information

Megan Heathcote is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1111 MILITARY CUTOFF RD

WILMINGTON, NC 28405

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Megan Heathcote’s Registration & Firm History

NC

10/19/2017 - Present

Northwestern Mutual Investment Services, LLC (WILMINGTON NC)

NC

06/19/2015 - 09/29/2017

MML INVESTORS SERVICES, LLC (WILMINGTON NC)

NC

08/15/2013 - 05/18/2015

AXA ADVISORS, LLC (CHAPEL HILL NC)

NC

07/01/2011 - 07/18/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (DURHAM NC)

NC

04/20/2009 - 05/03/2011

VALIC FINANCIAL ADVISORS, INC. (DURHAM NC)

NC

05/08/2006 - 04/20/2009

AXA ADVISORS, LLC (RALEIGH NC)

NC

03/02/2006 - 05/04/2006

AMERIPRISE FINANCIAL SERVICES, INC. (RALEIGH NC)

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Licenses & Designations

BOTH

Issued 4/5/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 3/17/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 3/1/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Megan Laura wallace Heathcote.
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