Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Megan? Claim Your ProfileMegan Lermer is a financial advisor with UBS Financial Services Inc. located in Wetlake Village, CA. Megan has been in the financial services industry since 1998. Megan has passed the Series 63, Series 72, SIE, and Series 7 exams. Megan holds registrations in 33 states. Megan offers financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
07/08/2024 - Present
UBS Financial Services Inc. (Wetlake Village CA)
CA
03/25/2022 - 07/11/2024
MORGAN STANLEY (Beverly Hills CA)
CA
11/02/2011 - 03/31/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (WESTLAKE VILLAGE CA)
CA
09/03/2003 - 11/02/2011
STONE & YOUNGBERG LLC (LOS ANGELES CA)
NJ
07/27/1998 - 03/12/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/07/1997 - 07/08/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
04/17/1997 - 07/03/1997
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
BC
Issued 01/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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