linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Megan Elizabeth Smyth

Finalis Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Megan? Claim Your Profile

About Megan Elizabeth Smyth

Megan Smyth is a financial professional with over 15 years of experience in the securities industry. She is currently registered with Finalis Securities LLC and holds a variety of licenses and certifications, including Series 7, 62, 63, 79, 82, 86, and 87. Megan has a strong track record of success in providing investment advice and services to clients.

Firm Information

Megan Smyth is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Megan Smyth’s Registration & Firm History

NY

07/02/2021 - Present

Finalis Securities LLC (New York NY)

MA

02/10/2014 - 07/03/2019

RACE ROCK CAPITAL LLC (BOSTON MA)

NY

04/26/2010 - 02/13/2012

JEFFERIES & COMPANY, INC. (NEW YORK NY)

CT

07/29/2009 - 04/26/2010

CLG INVESTMENT COMPANY, INC. (GREENWICH CT)

NY

06/20/2006 - 05/04/2009

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

07/25/2005 - 06/05/2006

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

06/07/2002 - 07/17/2003

SPENCER TRASK VENTURES, INC. (NEW YORK NY)

Not sure if Megan Elizabeth Smyth is right for you?

Licenses & Designations

BC

Issued 09/27/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/11/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/20/2005

Series 7 - General Securities Representative Examination

BC

Issued 06/06/2002

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Megan Elizabeth Smyth.
Not sure if Megan Elizabeth Smyth is right for you?