Unclaimed
Megan Elizabeth Flood is a financial advisor at LPL Financial LLC. Megan has been in the financial industry since 2006. Megan is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Megan is a Series 6, 7, and 66 licensed professional and has over 15 years of experience helping clients with financial planning, investment management, and other financial services. Megan is dedicated to helping her clients achieve their financial goals and has worked in various financial services roles throughout her career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VT
06/06/2018 - Present
LPL Financial LLC (SOUTH BURLINGTON VT)
VT
12/14/2017 - 06/04/2018
LINCOLN FINANCIAL SECURITIES CORPORATION (SOUTH BURLINGTON VT)
CO
01/03/2017 - 10/02/2017
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)
CO
04/21/2016 - 12/31/2016
ALPS DISTRIBUTORS, INC. (DENVER CO)
NY
11/07/2014 - 01/11/2016
REALTY CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
05/23/2012 - 11/03/2014
MBSC SECURITIES CORPORATION (NEW YORK NY)
MA
05/17/2006 - 05/11/2012
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
BOTH
Issued 05/01/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2012
Series 7 - General Securities Representative Examination
BC
Issued 05/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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