Unclaimed
Megan Brooks is a financial advisor registered with Northern Trust Securities, Inc. Megan holds the Series 7, Series 63 and SIE licenses. Megan has been in the financial industry since February 27, 2018. Megan is registered in 51 states. Megan is currently employed by Northern Trust Securities, Inc. in the Chicago, Illinois office. Megan specializes in portfolio management for businesses and individuals, as well as portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/28/2018 - Present
Northern Trust Securities, Inc. (CHICAGO IL)
BC
Issued 07/16/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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