Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Megan? Claim Your ProfileMegan Costa is a financial professional with over 20 years of experience in the industry. Megan is currently registered with Capital Client Group, Inc. and has previously been registered with LAZARD ASSET MANAGEMENT SECURITIES LLC, ABERDEEN FUND DISTRIBUTORS, LLC, STANDARD LIFE INVESTMENTS SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., COLUMBIA MANAGEMENT DISTRIBUTORS, INC., QUICK & REILLY, INC. and again with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Megan holds Series 3, 7, 30 and 66 licenses and is a licensed financial professional in 53 states. Megan's primary focus is on providing financial guidance and investment management services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
05/08/2024 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
MA
05/23/2019 - 04/12/2024
LAZARD ASSET MANAGEMENT SECURITIES LLC (Boston MA)
MA
12/11/2018 - 04/23/2019
ABERDEEN FUND DISTRIBUTORS, LLC (Boston MA)
MA
03/13/2013 - 12/10/2018
STANDARD LIFE INVESTMENTS SECURITIES LLC (BOSTON MA)
NY
05/12/2009 - 08/14/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
12/15/2008 - 08/14/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
06/05/2006 - 12/31/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
10/20/2004 - 04/18/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/11/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
11/02/2000 - 06/10/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2015
Series 3 - National Commodity Futures Examination
BC
Issued 10/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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