Unclaimed
Megan Smoots is a registered representative with Vanguard Marketing Corp. Megan holds Series 7, 99TO, 57, 63, 24, and 4 licenses. Megan is also registered with the state of Arizona and Massachusetts. Megan is a securities professional with experience in the industry since July 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/01/2016 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 08/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/13/2018
Series 4 - Registered Options Principal Examination
BC
Issued 08/08/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2017
Series 57 - Securities Trader Exam
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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