Unclaimed
Megan Ballogdajan is a financial advisor with UBS Financial Services Inc. She is based in Bethesda, Maryland and has been working in the financial industry since December 2006. She is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in the following states: California, Colorado, District of Columbia, Florida, Illinois, Maryland, New York, North Carolina, Pennsylvania, and Virginia. She specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. Megan holds Series 66, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
03/18/2010 - Present
UBS Financial Services Inc. (BETHESDA MD)
CA
11/07/2007 - 12/10/2008
MORGAN STANLEY & CO. INCORPORATED (RANCHO SANTE FE CA)
MD
08/24/2006 - 07/18/2007
AMERIPRISE FINANCIAL SERVICES, INC. (GAITHERSBURG MD)
BOTH
Issued 09/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Megan Ballogdajan is the right advisor for you? Invested Better is here to help.