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Megan Anne Sherman

Cetera Advisors LLC

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About Megan Anne Sherman

Megan Sherman is a financial advisor who has been in the industry since June 16, 2014. Megan is currently registered with Cetera Advisors LLC in Orland Park, IL. She previously worked with LPL FINANCIAL LLC in Chicago, IL and AUSDAL FINANCIAL PARTNERS, INC. also in Chicago, IL. Megan holds the Series 6, Series 63, and SIE licenses. Megan is registered in Illinois.

Firm Information

Megan Sherman is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Megan Sherman’s Registration & Firm History

IL

05/09/2024 - Present

Cetera Advisors LLC (ORLAND PARK IL)

IL

09/01/2017 - 11/16/2023

LPL FINANCIAL LLC (CHICAGO IL)

IL

08/12/2013 - 04/18/2017

AUSDAL FINANCIAL PARTNERS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/11/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/10/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Megan Anne Sherman.
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