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Megan Ann Barnett

Imperial Capital, LLC

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About Megan Ann Barnett

Megan Barnett is a financial professional with over 4 years of experience in the industry. She currently holds a Series 66, 24, 86, 87, SIE, and 7 license. Megan is registered with Imperial Capital, LLC.

Firm Information

Megan Barnett is currently registered with Imperial Capital, LLC. Imperial Capital, LLC is a Limited Liability Company formed in July 1997. The firm is registered in all 50 states and the District of Columbia. They have been approved for SEC registration and have two Regulatory Event disclosures and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Megan Barnett’s Registration & Firm History

NY

12/11/2018 - Present

Imperial Capital, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 02/28/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/15/2022

Series 24 - General Securities Principal Examination

BC

Issued 08/13/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 04/12/2019

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Megan Ann Barnett.
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