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Megan A Moore

Northwestern Mutual Investment Services, LLC

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About Megan A Moore

Megan Moore is a financial advisor with Northwestern Mutual Investment Services, LLC. Megan has been in the financial services industry since 2007. Megan has been registered with Northwestern Mutual Investment Services, LLC since 2019. Before joining Northwestern Mutual Investment Services, LLC, Megan was registered with TIAA-CREF Individual & Institutional Services, LLC, Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, INC. Megan is licensed in North Carolina.

Firm Information

Megan Moore is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Megan Moore’s Registration & Firm History

NC

10/01/2019 - Present

Northwestern Mutual Investment Services, LLC (Raleigh NC)

NC

02/03/2016 - 09/17/2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

NC

01/01/2008 - 01/13/2016

FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)

NC

09/24/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CARY NC)

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Licenses & Designations

BOTH

Issued 03/18/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/16/2010

Series 7 - General Securities Representative Examination

BC

Issued 09/21/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Megan A Moore.
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