Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Meg? Claim Your ProfileMeg Michelle Speece is a financial advisor with Stifel, Nicolaus & Company, Inc. Meg has been in the financial industry since 2000. Meg's previous firms include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Comprehensive Asset Management and Servicing, Inc., D.A. Davidson & Co., UBS PaineWebber Inc. Meg is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 66, SIE, and Series 7. Meg is also a Certified Financial Planner. Meg is registered to provide investment advice in 43 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/04/2020 - Present
Stifel, Nicolaus & Company, Inc. (WILMINGTON NC)
NC
08/14/2012 - 06/05/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON NC)
NC
07/28/2009 - 07/16/2012
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (WILMINGTON NC)
OR
11/19/2002 - 10/02/2008
D.A. DAVIDSON & CO. (LAKE OSWEGO OR)
NJ
08/14/2001 - 08/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/29/1999 - 07/12/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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