Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Meenu? Claim Your ProfileMeenu Sharma is an investment advisor representative associated with Wells Fargo Clearing Services, LLC. Meenu has been in the financial services industry since February 2013. She is registered with the state of New Jersey. Prior to joining Wells Fargo Clearing Services, LLC, Meenu was associated with Santander Securities LLC, HD Vest Investment Services, Fortune Financial Services, Inc., Transamerica Financial Advisors, Inc., HSBC Securities (USA) Inc. and AXA Advisors, LLC. Meenu holds Series 6, Series 7, Series 63, Series 66 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
06/20/2022 - Present
Wells Fargo Clearing Services, LLC (SUMMIT NJ)
NJ
05/01/2019 - 04/08/2022
SANTANDER SECURITIES LLC (Skillman NJ)
NJ
09/15/2017 - 03/23/2018
HD VEST INVESTMENT SERVICES (Piscataway NJ)
NJ
03/12/2015 - 09/18/2015
FORTUNE FINANCIAL SERVICES, INC. (Edison NJ)
NJ
03/30/2012 - 03/06/2013
TRANSAMERICA FINANCIAL ADVISORS, INC (FRANKLIN LAKES NJ)
NJ
10/09/2006 - 05/10/2010
HSBC SECURITIES (USA) INC. (WOODBRIDGE NJ)
NJ
12/19/2005 - 08/29/2006
AXA ADVISORS, LLC (WOODBRIDGE NJ)
BOTH
Issued 06/15/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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