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Md Ajaz

William O'Neil Securities

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About Md Ajaz

Md Ajaz is a registered representative with William O'Neil Securities. Ajaz has passed both the Securities Industry Essentials (SIE) and the Operations Professional Examination (Series 99TO). Ajaz has been in the industry for less than a year and is currently registered with FINRA.

Firm Information

Md Ajaz is currently registered with William O'Neil Securities. William O'Neil Securities is a corporation formed on November 7, 1963. The firm is registered with the Securities and Exchange Commission and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Md Ajaz’s Registration & Firm History

NY

11/27/2023 - Present

William O'Neil Securities (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/27/2023

Series 99TO - Operations Professional Examination

BC

Issued 05/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Md Ajaz.
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