Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mcfaddin? Claim Your ProfileMcFaddin Moise is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. McFaddin has been in the financial industry since 2001. McFaddin has a series of professional designations and licenses. McFaddin has previously worked with First Allied Securities, Inc. and FFP Securities, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/13/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTH FORT MYERS FL)
FL
05/30/2008 - 02/06/2019
FIRST ALLIED SECURITIES, INC. (NAPLES FL)
FL
01/02/2002 - 05/30/2008
FFP SECURITIES, INC. (FT MYERS FL)
MN
02/26/2001 - 12/21/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/26/2001 - 12/21/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/15/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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