Unclaimed
McCoy Jen is a financial advisor with Neuberger Berman BD LLC. McCoy has been in the industry since September 27, 2013. McCoy holds Series 63, 7, SIE, and 87 licenses. McCoy has been registered with Neuberger Berman BD LLC since June 2017 and has been registered in New Jersey since August 15, 2017, and in New York since March 23, 2021. Previously, McCoy worked at BREAN MURRAY, CARRET & CO., LLC. McCoy is a Chartered Financial Analyst.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/23/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
06/09/2010 - 08/02/2011
BREAN MURRAY, CARRET & CO., LLC. (NEW YORK NY)
NJ
09/19/2007 - 06/21/2010
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 09/29/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/27/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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