Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mazyar? Claim Your ProfileMazyar Yaghmaie is a financial professional with over 25 years of experience in the industry. Mazyar is currently registered with Piper Sandler & Co. in Greenwich, Connecticut. Prior to joining Piper Sandler & Co., Mazyar worked at several firms including Weeden & Co., L.P., Knight Securities, L.P., Prudential Securities Incorporated, and PaineWebber Incorporated. Mazyar has a broad range of experience and holds multiple industry licenses including Series 7, Series 55, Series 57TO and Series 63. Mazyar also holds the Uniform Investment Adviser Law Examination (Series 65) license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
08/02/2019 - Present
Piper Sandler & Co. (Greenwich CT)
CT
05/21/2001 - 08/02/2019
WEEDEN & CO.L.P. (GREENWICH CT)
NJ
10/08/1998 - 05/21/2001
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
06/26/1997 - 09/30/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/19/1997 - 06/20/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/19/1997 - 04/18/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
IA
Issued 08/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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