Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mazher? Claim Your ProfileMazher Mir is a financial advisor who has been in the industry since 2009. Mazher is currently registered with Valic Financial Advisors, Inc. and has been with them since 2020. Previously, Mazher worked at TD Ameritrade, Inc., Morgan Stanley, Paulson Investment Company LLC, Wells Fargo Advisors, LLC, Citigroup Global Markets Inc., Farmers Financial Solutions, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Questar Capital Corporation, Banc of America Investment Services, Inc. and Citigroup Investment Services. Mazher has a Series 6, Series 7, Series 63, and Series 66 license and holds the SIE certification. Mazher is registered to provide investment advice in California, Hawaii, Nevada and Washington. Mazher provides investment advice for individuals and other corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/10/2022 - Present
Valic Financial Advisors, Inc. (ROSEVILLE CA)
CA
05/30/2019 - 01/09/2020
TD AMERITRADE, INC. (SANTA ROSA CA)
CA
12/10/2015 - 09/26/2018
MORGAN STANLEY (SANTA ROSA CA)
CA
11/17/2015 - 12/02/2015
PAULSON INVESTMENT COMPANY LLC (NOVATO CA)
CA
07/16/2012 - 01/07/2014
WELLS FARGO ADVISORS, LLC (HEALDSBURG CA)
CA
10/21/2009 - 06/15/2011
CITIGROUP GLOBAL MARKETS INC. (NAPA CA)
CA
04/09/2009 - 09/30/2009
FARMERS FINANCIAL SOLUTIONS, LLC (SANTA ROSA CA)
CA
07/18/2008 - 08/11/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NAPA CA)
CA
01/14/2008 - 06/24/2008
QUESTAR CAPITAL CORPORATION (VALLEJO CA)
CA
02/07/2006 - 07/25/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN RAFAEL CA)
NY
04/14/2004 - 12/17/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 07/09/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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