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Mazhar Masud

Morgan Stanley & Co. LLC

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About Mazhar Masud

Mazhar Masud is a financial advisor at Morgan Stanley & Co. LLC, registered in California and New York. Mazhar holds the Series 7, 63, 79, 86, and 87 licenses. Mazhar has previously been registered with Goldman Sachs & Co. LLC, Evercore Group L.L.C., and International Strategy & Investment Group LLC.

Firm Information

Mazhar Masud is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mazhar Masud’s Registration & Firm History

CA

10/10/2019 - Present

Morgan Stanley & Co. LLC (Los Angeles CA)

TX

03/29/2017 - 07/31/2019

GOLDMAN SACHS & CO. LLC (HOUSTON TX)

NY

12/22/2015 - 03/27/2017

EVERCORE GROUP L.L.C. (New York NY)

NY

11/03/2014 - 12/31/2015

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)

NY

11/03/2014 - 11/18/2014

EVERCORE GROUP L.L.C. (New York NY)

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Licenses & Designations

BC

Issued 11/22/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2017

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 12/13/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/06/2014

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/01/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mazhar Masud.
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