Unclaimed
Mayur M. Shah is an investment advisor representative at J.P. Morgan Securities LLC. Mayur Shah has been in the industry since June 2011 and has been registered with the firm since January 2022. Mayur Shah is registered to provide investment advice in the state of Ohio and has been active in the state since February 2022. Mayur Shah is also active in the state of Texas. Mayur Shah is a Series 6, Series 7, Series 63, Series 65, and Series 7TO licensed professional and has experience in providing financial planning, pension consulting, and portfolio management services. Mayur Shah works with high-net-worth individuals, pension and profit sharing plans, corporations or other businesses, and insurance companies. Mayur Shah also has an ownership interest in Mukharvind Investment LLC, an investment club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
02/22/2022 - Present
J.p. Morgan Securities LLC (Westerville OH)
OH
12/23/2011 - 01/20/2022
PRUCO SECURITIES, LLC. (COLUMBUS OH)
OH
10/21/2011 - 12/13/2011
PFS INVESTMENTS INC. (MIAMISBURG OH)
OH
11/15/2007 - 04/11/2008
AMERIPRISE FINANCIAL SERVICES, INC. (COLUMBUS OH)
IA
Issued 02/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/14/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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