Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mayur? Claim Your ProfileMayur Kumar Gupta is an active financial advisor with over 13 years of experience in the industry. Mayur has been registered with Morgan Stanley since July 15, 2022, and previously worked for firms such as E*TRADE Securities LLC, Charles Schwab & Co., Inc., and OptionsXpress, Inc. Mayur is licensed to provide investment advice in all 50 states and the District of Columbia. Mayur holds Series 7, Series 3, Series 55, Series 34, Series 57TO and Series 63 licenses. Mayur specializes in providing investment advice to a wide range of clients, including individuals, high-net-worth individuals, corporations, businesses, insurance companies, investment companies, and charitable organizations. Mayur provides a variety of financial services, including portfolio management, asset allocation advice, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
07/15/2022 - Present
Morgan Stanley (Chicago IL)
IL
09/28/2017 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
IL
02/14/2014 - 07/26/2017
CHARLES SCHWAB & CO., INC. (CHICAGO IL)
IL
01/02/2014 - 07/26/2017
OPTIONSXPRESS, INC. (CHICAGO IL)
IL
09/04/2009 - 12/10/2013
SCOTTRADE, INC. (CHICAGO IL)
BC
Issued 10/26/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2014
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 01/28/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/24/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/03/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mayur Gupta is the right advisor for you? Invested Better is here to help.
