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Mayra Alejandra Uribe-quiceno

Oppenheimer & Co. Inc.

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About Mayra Alejandra Uribe-quiceno

Mayra Alejandra Uribe-quiceno is a registered representative with Oppenheimer & Co. Inc. She is licensed in Florida and New York. Mayra Alejandra has over 10 years of experience in the financial services industry. Her previous experience includes positions at Deutsche Bank Securities Inc., Wells Fargo Clearing Services, LLC, and TRADESTATION SECURITIES, INC. She is a graduate of Florida International University. Mayra Alejandra Uribe-quiceno's areas of expertise include portfolio management for individuals, businesses, and pooled investment vehicles. She also offers financial planning and pension consulting services.

Firm Information

Mayra Uribe-quiceno is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Mayra Uribe-quiceno’s Registration & Firm History

NY

10/14/2022 - Present

Oppenheimer & Co. Inc. (NEW YORK NY)

FL

11/03/2021 - 10/13/2022

DEUTSCHE BANK SECURITIES INC. (MIAMI FL)

FL

07/23/2021 - 09/15/2021

WELLS FARGO CLEARING SERVICES, LLC (FORT LAUDERDALE FL)

FL

11/10/2017 - 05/10/2021

WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)

FL

03/09/2015 - 11/06/2017

TRADESTATION SECURITIES, INC. (PLANTATION FL)

FL

08/11/2014 - 02/18/2015

INVESTACORP, INC. (MIAMI FL)

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Licenses & Designations

BOTH

Issued 06/23/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/29/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2018

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/06/2018

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/2014

Series 24 - General Securities Principal Examination

BC

Issued 05/13/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/29/2015

Series 3 - National Commodity Futures Examination

BC

Issued 08/11/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Mayra Alejandra Uribe-quiceno. Review regulatory record here.
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