Unclaimed
Mayne Williams is a registered investment advisor representative associated with Northwestern Mutual Investment Services, LLC. Mayne is currently pursuing registration in South Carolina with the status of "Application Pending" and has a registration date of 01/01/2025. Mayne has passed the Uniform Combined State Law Examination (Series 66), the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Mayne has previously worked in various industries and is currently registered to offer securities in multiple states, including Arizona, California, Florida, Georgia, Indiana, New York, North Carolina, Ohio, Pennsylvania, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
01/01/2025 - Present
Northwestern Mutual Investment Services, LLC (COLUMBIA SC)
BOTH
Issued 08/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/05/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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