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Maynard L Miller

Park Avenue Securities LLC

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About Maynard L Miller

Maynard Miller is a financial advisor with over 28 years of experience in the financial services industry. Maynard holds several professional designations including Certified Financial Planner and Chartered Financial Consultant. Maynard is currently registered with Park Avenue Securities LLC as an Investment Advisor Representative and Registered Representative. Maynard has previously held positions with firms such as Horace Mann Investors, Inc., MML Investors Services, LLC, Puritan Brokerage Services, Inc., First Legacy Securities, LLC, TIAA-CREF Individual & Institutional Services, LLC, Fidelity Brokerage Services LLC, and Waddell & Reed, Inc.

Firm Information

Maynard Miller is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Maynard Miller’s Registration & Firm History

NY

10/23/2020 - Present

Park Avenue Securities LLC (NEW YORK NY)

IL

08/10/2018 - 08/25/2020

HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)

TX

05/24/2010 - 08/07/2018

MML INVESTORS SERVICES, LLC (HOUSTON TX)

TX

01/04/2010 - 02/08/2010

PURITAN BROKERAGE SERVICES, INC. (PLANO TX)

AL

07/08/2009 - 10/30/2009

FIRST LEGACY SECURITIES, LLC (HELANA AL)

NY

12/20/2007 - 05/22/2009

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)

TX

02/01/1994 - 10/31/2007

FIDELITY BROKERAGE SERVICES LLC (HOUSTON TX)

KS

06/17/1993 - 12/15/1993

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 11/15/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/24/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/19/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 08/20/1997

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/20/1997

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1994

Series 7 - General Securities Representative Examination

BC

Issued 06/16/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Maynard L Miller. Review regulatory record here.
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