Unclaimed
Maynall Leslie Scott is a registered investment advisor representative with Wells Fargo Clearing Services, LLC, with an active license in Connecticut. Maynall has been in the financial services industry since 2009 and previously held positions at J.P. Morgan Securities LLC and Chase Investment Services Corp. Maynall holds Series 7 and Series 66 licenses and has expertise in a variety of financial areas, including investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals. Maynall is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/17/2022 - Present
Wells Fargo Clearing Services, LLC (ANSONIA CT)
CT
11/25/2014 - 03/02/2021
WELLS FARGO CLEARING SERVICES, LLC (NORWALK CT)
NY
10/01/2012 - 05/30/2014
J.P. MORGAN SECURITIES LLC (MAMARONECK NY)
NY
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MAMARONECK NY)
CA
04/09/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (IRVINE CA)
NY
08/01/2007 - 11/16/2007
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 10/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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