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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maydene? Claim Your ProfileMaydene Patricia Moore is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Maydene has been in the securities industry since March 2001. Maydene is registered with the state regulators of 53 states and the District of Columbia. Maydene specializes in providing investment advisory services to individuals, businesses, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. Maydene is also registered as an Investment Advisor Representative in Illinois and Texas. Maydene has passed the Series 6, 7, 10, 9, 24, 26, 63 and 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
04/16/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FARMINGTON HILLS MI)
IL
03/13/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HINSDALE IL)
BOTH
Issued 10/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/19/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/24/2011
Series 24 - General Securities Principal Examination
BC
Issued 04/28/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 03/12/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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