Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mayank? Claim Your ProfileMayank Tandon is a registered representative with Needham & Company, LLC. Mayank has been in the securities industry since 2003 and has held positions at various firms. Mayank holds the Series 63, 24, 87 and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
06/08/2011 - Present
Needham & Company, LLC (NEW YORK NY)
MA
06/18/2009 - 06/03/2011
SIGNAL HILL CAPITAL GROUP LLC (BOSTON MA)
MA
12/20/1999 - 03/22/2006
JANNEY MONTGOMERY SCOTT LLC (BOSTON MA)
BC
Issued 01/28/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2009
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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