Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mayank? Claim Your ProfileMayank Arinjay Jain is a financial advisor with Guggenheim Securities, LLC. Mayank has over 10 years of experience in the financial services industry, having previously worked at Marco Polo Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mayank is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, SIE, and Series 79TO licenses. Mayank is registered to provide investment advice in 33 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/04/2019 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
02/01/2018 - 10/18/2019
MARCO POLO SECURITIES INC. (NEW YORK NY)
NY
10/13/2008 - 10/16/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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