Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you May? Claim Your ProfileMay Yee is a financial professional with over 25 years of experience in the industry. May has a strong background in securities and investments, having worked with firms such as Deutsche Bank Securities Inc., Lehman Brothers Inc., and Wells Fargo Clearing Services, LLC. May currently works for Wells Fargo Securities, LLC as a registered representative. May is licensed to sell securities in all 50 states and the District of Columbia. May holds several industry licenses including Series 7, 22, 24, 26, 39, 52, 63, 82, 99, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/10/2021 - Present
Wells Fargo Securities, LLC (New York NY)
MO
02/10/2021 - 10/29/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
CA
05/13/2020 - 02/03/2021
DECKER & CO, LLC (MENLO PARK CA)
NY
01/03/2011 - 06/04/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/02/2004 - 09/13/2010
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
04/30/2001 - 08/02/2004
ING FINANCIAL MARKETS LLC (NEW YORK NY)
NY
06/24/1999 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
11/21/1994 - 06/16/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/11/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 06/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure May Yee is the right advisor for you? Invested Better is here to help.
