Unclaimed
May tien Nguyen Phan is a financial advisor at Vanguard Marketing Corp. May tien has been in the financial services industry since 2022. May tien holds a Series 7TO, Series 63, and SIE licenses. May tien is registered with FINRA and is currently registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/28/2022 - Present
Vanguard Marketing Corp. (Plano TX)
BC
Issued 06/13/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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