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May Ramos

Nylife Securities LLC

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About May Ramos

May Ramos is a financial advisor with Nylife Securities LLC in San Jose, California. May has been in the financial services industry since 2011. May holds a Series 6 license, Series 63 license and the SIE. May was previously registered with J.P. Morgan Securities LLC and Chase Investment Services Corp. May is registered with the state of California.

Firm Information

May Ramos is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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May Ramos’s Registration & Firm History

CA

10/07/2015 - Present

Nylife Securities LLC (SAN JOSE CA)

CA

10/01/2012 - 02/20/2015

J.P. MORGAN SECURITIES LLC (MOUNTAIN VIEW CA)

CA

07/05/2010 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (MOUNTAIN VIEW CA)

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Licenses & Designations

BC

Issued 07/19/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for May Ramos. Review regulatory record here.
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