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Maxwell William Miranda

National Financial Services LLC

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About Maxwell William Miranda

Maxwell Miranda is a financial professional registered with National Financial Services LLC. Maxwell has been in the financial industry for over 2 years and is currently licensed with Series 7, 63, and SIE.

Firm Information

Maxwell Miranda is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell Miranda’s Registration & Firm History

RI

02/13/2023 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

10/21/2021 - 01/09/2023

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/29/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/21/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/14/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Maxwell William Miranda.
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