Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell William Harknett is a registered representative and investment advisor representative with Credit Suisse Securities (usa) LLC. Maxwell has been active in the industry since December 2022. Maxwell has passed the Securities Industry Essentials Examination (SIE) and Operations Professional Examination (Series 99TO) in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Transaction-based fee
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2
NY
12/02/2022 - Present
Credit Suisse Securities (usa) LLC (NEW YORK NY)
BC
Issued 12/02/2022
Series 99TO - Operations Professional Examination
BC
Issued 10/14/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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