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Maxwell Stockton Saunders

MFS Fund Distributors, Inc.

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About Maxwell Stockton Saunders

Maxwell Saunders is a financial professional with over 20 years of experience in the industry. Maxwell is currently registered with MFS Fund Distributors, Inc. and holds Series 6, 7, and 63 securities licenses as well as the SIE exam. Maxwell has also been previously registered with John Hancock Funds, LLC and Signator Investors, Inc.

Firm Information

Maxwell Saunders is currently registered with MFS Fund Distributors, Inc.. MFS Fund Distributors, Inc. is a corporation formed on October 27, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

290

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell Saunders’s Registration & Firm History

MA

07/03/2017 - Present

MFS Fund Distributors, Inc. (BOSTON MA)

MA

11/02/2001 - 08/23/2013

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

MA

02/22/1999 - 11/02/2001

SIGNATOR INVESTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 12/21/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/08/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Maxwell Stockton Saunders. Review regulatory record here.
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