Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Smith is a registered representative with Fidelity Brokerage Services LLC. Maxwell Smith is licensed in 53 states and holds the Series 7, Series 63, and SIE exams. Maxwell Smith previously worked at Morgan Stanley and E*TRADE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
05/01/2023 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
01/18/2023 - 03/16/2023
MORGAN STANLEY (Sandy UT)
UT
02/12/2022 - 03/16/2023
E*TRADE SECURITIES LLC (SANDY UT)
BC
Issued 02/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Maxwell Smith is the right advisor for you? Invested Better is here to help.
