Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Maxwell? Claim Your ProfileMaxwell Shapiro is a financial advisor with Wealth Enhancement Advisory Services, LLC, a firm with offices in Plymouth, Minnesota and Lancaster, California. Maxwell is a registered representative with the firm and offers a variety of services, including financial planning, educational seminars, and portfolio management. Maxwell has been in the financial industry since 2015, and is a licensed advisor in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
11/01/2024 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
CA
10/23/2019 - 02/11/2021
ALLSTATE FINANCIAL SERVICES, LLC (VALENCIA CA)
IA
10/26/2015 - 08/26/2019
SAMMONS FINANCIAL NETWORK, LLC (WEST DES MOINES IA)
BOTH
Issued 02/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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