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Maxwell Scott Michaelis

Lake Street Capital Markets, LLC

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About Maxwell Scott Michaelis

Maxwell Michaelis is a securities professional with Lake Street Capital Markets, LLC in Minneapolis, MN. Maxwell is a licensed Series 7TO, Series 86, Series 87 and Series 63 professional with experience in the financial services industry.

Firm Information

Maxwell Michaelis is currently registered with Lake Street Capital Markets, LLC. Lake Street Capital Markets, LLC is a Limited Liability Company formed in May 2012. The firm is registered with the Securities and Exchange Commission and is also registered in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Maxwell Michaelis’s Registration & Firm History

MN

10/08/2021 - Present

Lake Street Capital Markets, LLC (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/15/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2022

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/21/2021

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/08/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/14/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Maxwell Scott Michaelis.
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